SEC Regulatory Initiatives Under Dodd-Frank Act
12b-1 Fees
U.S. Proxy System
Target Date Funds
Consolidated Audit Trail
Flash Orders (reopened)
Asset-Backed Securities
more...
PCAOB Nomination Process
Oil Spill Stock Scams
Joint CFTC-SEC Advisory Committee
Work Plan for Global Accounting Standards
Proxy Matters
Post-Madoff Reforms
Investor Advisory Committee
Interactive Data (XBRL)
During a speech in Washington D.C., SEC Chairman Mary Schapiro outlined several SEC regulatory initiatives required under the Dodd-Frank Wall Street Reform and Consumer Protection Act. More…
Goldman Agrees to Record Settlement with SEC SEC Enforcement Director Robert Khuzami announces the SEC's largest-ever penalty against a Wall Street firm.
Video | Text of Remarks
The SEC has launched Investor.gov, an investor-focused Web site to help you invest wisely and avoid fraud.
