Litigation Releases
The list below provides links to litigation releases concerning civil lawsuits brought by the Commission in federal court.  SEC Litigation Releases RSS Feed
Additional Archives
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1995
First Quarter
| Release No. |
Date |
Action |
|
First Quarter
|
|
LR-21443
|
Mar. 9, 2010 |
Presstek, Inc. and Edward J. Marino
See also: SEC Complaint |
|
LR-21442
|
Mar. 9, 2010 |
Salvatore Zangari
See also: SEC Complaint |
|
LR-21441
|
Mar. 8, 2010 |
Darko S. Mrakuzic |
|
LR-21440
|
Mar. 5, 2010 |
Wealth Management LLC et al. |
|
LR-21439
|
Mar. 5, 2010 |
Chaya Unger
See also: SEC Complaint |
|
LR-21438
|
Mar. 5, 2010 |
Charles C. Conaway and John T. McDonald, Jr. |
|
LR-21437
|
Mar. 4, 2010 |
Kathleen S. Dobens, Charles T. Dobens, Joseph A. Roche, Silex Group, LLC, Preakness Apartments I & II, LLC, Cherry Hills Apartments of Forth Worth, LLC, and Clear River Partners, LLC, as Defendants, and East Coast Investment Solutions, LLC, The Dobens Company, LLC, Crosscreeks Apartments I and Crosscreeks Apartments II, LLC, as Relief Defendants
See also: SEC Complaint |
|
LR-21436
|
Mar. 4, 2010 |
Alan Todd May and Prosper Oil and Gas, Inc. a/k/a Prosper Energy, Inc.
See also: SEC Complaint |
|
LR-21435
|
Mar. 4, 2010 |
Joseph Grendys et al.
Other Release Number(s): AAER-3118 |
|
LR-21434
|
Mar. 4, 2010 |
Rodney E. Wallace, Joe B. Dorman and John A. Blank
See also: SEC Complaint |
|
LR-21433
|
Mar. 4, 2010 |
Sean David Morton, Vajra Productions, LLC, 27 Investments, LLC, and Magic Eight Ball Distributing, Inc., defendants, and Melissa Morton and Prophecy Research Institute, relief defendants
See also: SEC Complaint |
|
LR-21432
|
Mar. 4, 2010 |
Mitchell, Porter & Williams, Inc., The Adivanala AA Investment Trust, AB3, Inc., Thomas L. Mitchell
See also: SEC Complaint |
|
LR-21431
|
Mar. 3, 2010 |
American Equity Investment Life Holding Company, David J. Noble, and Wendy C. Waugaman
See also: SEC Complaint |
|
LR-21430
|
Mar. 3, 2010 |
Gaston E. Cantens and Teresita Cantens
See also: SEC Complaint |
|
LR-21429
|
Mar. 3, 2010 |
Ross Owen Haugen |
|
LR-21428
|
Mar. 3, 2010 |
Verint Systems Inc.
Other Release Number(s): AAER-3117
See also: SEC Complaint against Verint; Order Instituting Proceedings |
|
LR-21427
|
Mar. 2, 2010 |
Envision Direct L.L.C. and Gary R. Headding
See also: SEC Complaint |
|
LR-21426
|
Feb. 25, 2010 |
George Georgiou |
|
LR-21425
|
Feb. 25, 2010 |
John A. Foley et al.
See also: SEC Complaint |
|
LR-21424
|
Feb. 25, 2010 |
Daniel Bonventre
Other Release Number(s): AAER-3115
See also: SEC Complaint |
|
LR-21423
|
Feb. 23, 2010 |
Frank J. Custable, Jr., et al. |
|
LR-21422
|
Feb. 23, 2010 |
Lawrence "Lee" Loomis et al.
See also: SEC Complaint |
|
LR-21421
|
Feb. 22, 2010 |
Kay Services, LLC, et al. |
|
LR-21420
|
Feb. 22, 2010 |
In Re Application for an Order Enforcing Administrative Subpoena |
|
LR-21419
|
Feb. 22, 2010 |
Suman, et al. |
|
LR-21418
|
Feb. 19, 2010 |
Steven W. Salutric
See also: SEC Complaint |
|
LR-21417
|
Feb. 19, 2010 |
Pacific Asian Atlantic Foundation and Samuel M. Natt
See also: SEC Complaint |
|
LR-21416
|
Feb. 18, 2010 |
Greenstone Holdings, Inc. et al.
See also: SEC Complaint |
|
LR-21415
|
Feb. 16, 2010 |
Steven Scoppetuolo, et al.
See also: SEC Complaint |
|
LR-21414
|
Feb. 16, 2010 |
Gerald D. Horn
See also: SEC Complaint |
|
LR-21413
|
Feb. 16, 2010 |
Alliance Transcription Services, Inc., et al. |
|
LR-21412
|
Feb. 12, 2010 |
Michael J. Byrd |
|
LR-21411
|
Feb. 12, 2010 |
Samuel B. Vitale and Joyce D. Vitale
See also: SEC Complaint |
|
LR-21410
|
Feb. 5, 2010 |
Richard Elkinson |
|
LR-21409
|
Feb. 4, 2010 |
Henry T. Nicholas III, Henry Samueli, William J. Ruehle, and David Dull |
|
LR-21408
|
Feb. 4, 2010 |
State Street Bank and Trust Company
See also: SEC Complaint |
|
LR-21407
|
Feb. 4, 2010 |
Bank of America Corporation
See also: Notice of Motion; Exhibit A; Supporting Brief |
|
LR-21406
|
Feb. 3, 2010 |
Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP |
|
LR-21405
|
Feb. 3, 2010 |
Joshua Z. Levinberg
See also: SEC Complaint |
|
LR-21404
|
Feb. 3, 2010 |
Bruce A. Macdonald and Robert A. Maresca, Defendants, and Bruce K. Bohlander, Relief Defendant
See also: SEC Complaint |
|
LR-21403
|
Feb. 2, 2010 |
David R. Slaine
See also: SEC Complaint |
|
LR-21402
|
Feb. 2, 2010 |
Grant Ivan Grieve, Finvest Asset Management, LLC; and Finvest Fund Management, LLC |
|
LR-21401
|
Feb. 2, 2010 |
Stephen Czarnik
See also: SEC Complaint |
|
LR-21400
|
Feb. 2, 2010 |
Winning Kids, Inc., Christian Hainsworth, Robert Comiskey, Edward Tamimi, and Victor Selenow, Defendants
See also: SEC Complaint |
|
LR-21399
|
Feb. 1, 2010 |
David W. Wehrs and Maryland Title and Escrow Co., Inc.
See also: SEC Complaint |
|
LR-21398
|
Feb. 1, 2010 |
Vincent Montagna and Christine Palmer |
|
LR-21397
|
Jan. 29, 2010 |
Galleon Management, LP, et al.
See also: SEC Complaint |
|
LR-21396A
|
Jan. 28, 2010 |
Tsukuda-America Inc. et al.
Other Release Number(s): AAER-3111A
See also: SEC Complaint; SEC Rel. No. 33-9102 (January 26, 2010) and the related Division of Enforcement Statement. |
|
LR-21395
|
Jan. 26, 2010 |
East Delta Resources Corp., Victor Sun, David Amsel and Mayer Amsel
See also: SEC Complaint |
|
LR-21394
|
Jan. 25, 2010 |
Michael Lauer, et al. |
|
LR-21393
|
Jan. 22, 2010 |
Fleming, et al. |
|
LR-21392
|
Jan. 22, 2010 |
Avi Fogel
See also: SEC Complaint |
|
LR-21391
|
Jan. 22, 2010 |
Nicor Inc. and Jeffrey L. Metz |
|
LR-21390
|
Jan. 22, 2010 |
Brian Travis, et al. |
|
LR-21389
|
Jan. 22, 2010 |
Steven E. Nothern |
|
LR-21388
|
Jan. 21, 2010 |
Assurant, Inc.
Other Release Number(s): AAER-3109
See also: SEC Complaint |
|
LR-21387
|
Jan. 21, 2010 |
Robert Feeback, et al.
See also: SEC Complaint |
|
LR-21386
|
Jan. 21, 2010 |
Bernard Daniel Braver
See also: SEC Complaint |
|
LR-21385
|
Jan. 20, 2010 |
One Equity Corp., et al.
See also: Claims Materials |
|
LR-21384
|
Jan. 20, 2010 |
General Re Corporation
Other Release Number(s): AAER-3108
See also: SEC Complaint |
|
LR-21383
|
Jan. 20, 2010 |
Charles J. Marquardt
See also: SEC Complaint |
|
LR-21382
|
Jan. 19, 2010 |
Jamie L. Solow
See also: SEC Complaint; Order of Civil Contempt |
|
LR-21381
|
Jan. 19, 2010 |
Andres L. Pimstein, The Bottom Line of South Florida, Inc. and Summit Trading LLC |
|
LR-21380
|
Jan. 19, 2010 |
Berkshire Resources, et al. |
|
LR-21379
|
Jan. 15, 2010 |
Gregg Thomas Rennie |
|
LR-21378
|
Jan. 13, 2010 |
Zachariah P. Zachariah, et al. |
|
LR-21377
|
Jan. 12, 2010 |
Bank of America Corporation
See also: SEC Complaint |
|
LR-21376
|
Jan. 12, 2010 |
Phillip Macdonald, Martin Gollan, and Michael Goodman |
|
LR-21375
|
Jan. 12, 2010 |
Robert E. Lane, et al. |
|
LR-21374
|
Jan. 11, 2010 |
NATCO Group Inc.
Other Release Number(s): AAER-3102 |
|
LR-21373
|
Jan. 11, 2010 |
Lance Poulsen, et al. |
|
LR-21372
|
Jan. 11, 2010 |
Neil V. Moody and Christopher D. Moody |
|
LR-21371
|
Jan. 11, 2010 |
Bank of America Corporation
See also: SEC Complaint |
|
LR-21370
|
Jan. 11, 2010 |
Brooke D. Wagner
See also: SEC Complaint |
|
LR-21369
|
Jan. 11, 2010 |
NewPoint Financial Services, Inc., et al.
See also: SEC Complaint |
|
LR-21368
|
Jan. 11, 2010 |
Ryan M. Reynolds, Desmond J. Milligan, Jason W. Brola, Timothy T. Page, Market 99 Ltd., f/k/a eCarfly, Inc., Tryst Capital Group, LLC, Griffdom Enterprises, Inc., Testre, L.P. and Bellatalia, L.P. |
|
LR-21367
|
Jan. 8, 2010 |
Edward P. May and E-M Management Co. LLC |
|
LR-21366
|
Jan. 8, 2010 |
Steve W. Salutric
See also: SEC Complaint |
|
LR-21365
|
Jan. 8, 2010 |
Thomas A. Labry and Cherokee Gas Systems, Inc.
See also: SEC Complaint |
|
LR-21364
|
Jan. 8, 2010 |
Richard Elkinson
See also: SEC Complaint |
|
LR-21363
|
Jan. 7, 2010 |
Gerald P. Alexander, CJB Consulting, Inc., and Regis Filia Holdings, Inc.
See also: Judgment |
|
LR-21362
|
Jan. 6, 2010 |
Michael F. Shanahan, Sr., et al. |
|
LR-21361
|
Jan. 6, 2010 |
Daniel H. Bayly, et al.
Other Release Number(s): AAER-3094 |
|
LR-21360
|
Jan. 5, 2010 |
Reza Saleh and Amir Saleh |
|
LR-21359
|
Jan. 5, 2010 |
Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC |
|
LR-21358
|
Jan. 4, 2010 |
Nolan Wayne Wade |
|
